NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate

NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate

The NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate certification from the National Institute of Securities Markets (NISM) certifies your skills and knowledge to perform the roles and responsibilities of the Registrars to an Issue or as the Share Transfer Agents (RTAs) for listed companies in Indian stock exchange. The certification is required to be engaged or employed in Registrars or Share Transfer Agents. The certification assess the processes and regulations to manage the issue and transfer of securities, including various corporate actions which includes issue of dividends, refunds, bonus issues and repurchase of securities etc. The certification is reviewed annually and updated version is available usually by November of every year.
Why is NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate important?

• Recognized certificate well accepted by financial services industry in India.
  
• Certifies your knowledge of SEBI regulations for the role of RTAs at Registrars or Share Transfer Agents.
• Attests to your skills of various corporate actions and their processing.
• Helps professionals gain expertise in managing records of securities ownership.
• Validates your understanding of of the issuance and transfer of securities.
• Focuses on the skills needed for addressing the investor grievances.
• Boosts your employability in roles in the securities market.
• Verifies your capabilities for regulatory audits and reviews by authorities.
• Enhances your professional skills to ensure effective and efficient management of corporate actions like dividends and stock splits.

Who should take the NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Exam?

• Registrar to an Issue
• Share Transfer Agent
• Corporate Compliance Officer
• Securities Market Professional
• Investor Relations Manager
• Back Office Executive in Capital Markets
• Custodian Services Executive
• Corporate Actions Manager
• Regulatory Compliance Professional
• Operations Manager in Financial Institutions

NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification Course Outline
The NISM Series-II-A: Registrars to an Issue and Share Transfer Agents-Corporate Certification covers the following topics -

Module 1. Introduction to Securities
Module 2. Characteristics of Equity Shares
Module 3. Characteristics of Debt Securities
Module 4. Characteristics of Other Securities
Module 5. Basics of Mutual Funds
Module 6. SEBI – Role and Regulations
Module 7. Public Offer of Securities
Module 8. Modes of allotment of shares other than Public Offers
Module 9. Processes related to Public Offering of Shares
Module 10. Roles and Responsibilities in a Public Issue
Module 11. Depository Services
Module 12. Processes Related to Depositories
Module 13. Investor Interface with the R&T Agent
Module 14. Secondary Market Transactions
Module 15. Client Servicing