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Securities and Derivatives Professional

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Securities and Derivatives Professional


A Securities and Derivatives Professional refers to the job role of  who manages stocks, bonds, and derivatives (futures, options, swaps), for investment, and hedging. The job role includes managing portfolios, assessing market trends, doing financial analysis, and giving advises for investments. They analyze securities and derivatives,  while maintaining compliance, and manage risks.

Certification in Securities and Derivatives Professional certifies your skills and knowledge in the trading, structuring, and risk management of securities and derivatives. This certification assess you in financial markets, investment instruments, and assess and address financial risks.

Why is Securities and Derivatives Professional certification important?

  • Validates expertise in the field of financial instruments and markets.
  • Enhances credibility with clients and employers in the finance industry.
  • Improves career prospects, increasing eligibility for senior and specialized roles.
  • Provides an in-depth understanding of risk management and market dynamics.
  • Helps professionals stay updated on industry regulations and compliance standards.
  • Equips candidates with practical knowledge applicable to trading, investing, and financial analysis.
  • Increases potential earnings due to the specialized skillset acquired.
  • Recognized globally, offering mobility in financial sectors worldwide.

Who should take the Securities and Derivatives Professional Exam?

  • Securities Traders
  • Derivatives Analysts
  • Investment Bankers
  • Risk Managers
  • Portfolio Managers
  • Financial Advisors
  • Hedge Fund Managers
  • Financial Analysts
  • Compliance Officers
  • Treasury Managers

Securities and Derivatives Professional Certification Course Outline
The course outline for Securities and Derivatives Professional certification is as below -


  • Introduction to Financial Markets
  • Securities Overview
  • Derivatives Instruments
  • Risk Management
  • Trading and Investment Strategies
  • Financial Regulation and Compliance
  • Portfolio Management
  • Derivatives Market Operations
  • Financial Reporting and Analysis

    • Securities and Derivatives Professional FAQs

    You have to score 25/50 to pass the Securities and Derivatives Professional certification exam.

    No there is no negative marking in the Securities and Derivatives Professional certification exam.

    There will be 50 questions of 1 mark each in the Securities and Derivatives Professional certification exam.

    You will be required to re-register and appear for the Securities and Derivatives Professional certification exam. There is no limit on exam retake.

    You can directly go to the Securities and Derivatives Professional certification exam page, click- Add to Cart, make payment and register for the exam.

    The Securities and Derivatives Professional certification exam increases your job prospects, professional credibility, and earning potential.

    Professionals in investment banking, securities trading, risk management, financial analysis, and portfolio management.

    It’s a certification that demonstrates advanced knowledge and expertise in financial markets, trading, and risk management, particularly involving securities and derivatives.